Development of transparent processes and prevention of corruption risks in healthcare facilities
Development of transparent processes and prevention of corruption risks in healthcare facilities

Date: 11.12.2023

Author: Yevhen Meshko, Volodymyr Garasiuk

Photo: "Freepick"

How to ensure transparent functioning of your hospital and what deserves special attention during anti-corruption changes — answers to these questions in analytical material from U-LEAD experts.

The fight against corruption is gradually turning into an important priority for our state. In addition to internal motives, for most citizens, fighting corruption has been a homework assigned to us by international donors and partner countries. It became even more urgent once Ukraine took the steadfast course towards Euro-Atlantic and European integration, and this gave rise to the implementation of many social processes and reforms, such as the open declaration of incomes of certain categories of citizens, the creation of the National Agency on Corruption Prevention, the launch of PROZORRO, the National Anti-Corruption Bureau of Ukraine, the Specialised Anti-Corruption Prosecutor’s Office, the High Anti-Corruption Court, etc.

The full-scale invasion of the Russian Federation in February 2022 and strong international financial support to our country caused another push for the development of the transparency system. Foreign donors demand further progress on the way to overcoming corruption.

The economic activities of healthcare facilities (hereinafter HCFs), in particular after they become more autonomous, may be wrought with many corruption risks. A fairly wide range of employees can use their official position for personal gain, such as demanding money from patients for providing medical care or selling medicines that were purchased by the state or a hospital and should be provided free of charge, demanding bribes in exchange of employment, receiving interest from purchases made by the HCFs, and much more. Unfortunately, cases like these were quite widespread, corruption begat corruption and ties to controlling services freed the hands of unscrupulous officials.

As the financing of the health care system began to change, the specific corporate culture, which was formed for dozens of years, started gradually changing. Many managers, doctors and medical professionals with higher moral values came into the picture. The new generation of medical professionals, the drive to fight corruption and the results of the medical reform have begun to transform the social contract that existed before. Therefore, cases of transparent functioning of HCFs are becoming more and more common.

How can you ensure the transparent functioning of your hospital?

Firstly, focus on the creation of functional systems. It is vital that the processes are standardised by approving regulations, orders and other regulatory documents. Think them through from beginning to end. For example, the uninterrupted supply of medicines to patients in a hospital requires a summary of the processes from determining your procurement needs, delivery, receiving into the warehouse, redistribution to departments and supply directly to the patient. Keep in mind that systems that work are not about employees but processes and regulations that lead to changes in the approaches to the work of the same employees.

Secondly, favour corporate governance over autocratic one. The formation of a management team and team discussions increase the effectiveness of the decisions made and their prudence, even though sometimes it can slow things down. An autocratic leader will resent that a decision can be made based on an alternative opinion of one of his colleagues, while their own idea is rejected. But this is the only way for a democratic corporate culture to be formed, which will yield its results later, in the long term. An important element here is the creation of various committees with different powers. For instance, the Needs Assessment Committee addresses procurement needs, discusses procurement requirements and determines the approximate cost and urgency of the procurement. The Hiring Committee evaluates potential candidates and makes employment decisions by voting. The Ethics Committee evaluates the work of employees when violations are detected in the ethical or medical activities of colleagues, etc.

Thirdly, prioritise anti-corruption activities. There are a number of effective laws that provide express obligations to work on this. In particular, in accordance with Part 2 of Article 62 of the Law of Ukraine “On Prevention of Corruption”, the heads of municipal non-profit enterprises (MNEs) shall approve the MNE’s anti-corruption programme if the average number of employees for the reporting (financial) year is over fifty people, and the amount of gross income from the sale of products (services) for this period exceeds UAH 70,000,000, as well as in case that the MNE participates in the procurement procedure in accordance with the Law of Ukraine “On Public Procurement” if the cost of the procurement of the goods, service(s) or works is at least UAH 20,000,000. If your MNE meets the above requirements, a separate authorised official shall be appointed to implement the anti-corruption programme, whose legal status is determined by Article 64 of the Law of Ukraine “On Prevention of Corruption”. Please note that the MNE officials have the status of officials of legal entities under public law, obliging them to annually submit a declaration of a person authorised to perform the functions of the state or local self-government. According to Law of Ukraine No. 3384-IX “On Amendments to Certain Laws of Ukraine on Determining the Procedure for Submitting Declarations of Persons Authorized to Perform State or Local Government Functions under Martial Law” dated 20 September 2023, these categories of persons include, inter alia, the head, deputy head and chief accountant of the MNE. Furthermore, Law No. 3384-IX includes the chairperson and members of the medical-consultative and medical-social expert committees, as well as the chairpersons, their deputies, members and secretaries of the permanent non-staff military-medical and medical-aviation committees as subjects of declaration.

Ensure the settlement of conflicts of interest among employees. Often, medical managers service the work of members of their families and relatives, both directly and indirectly. This applies to a wide range of individuals, from the director to any position that involves reporting, such as a senior nurse or manager. Working despite the conflict of interest is being prosecuted more and more often. To prevent this, start with a written notification of a real or potential conflict of interests to the direct manager (or, if it concerns the director, to the head of the authorised management body that appointed the director to the position, in accordance with the MNE’s Charter) and take steps to resolve it (transfer relatives from under the direct subordination, dismiss one of them or apply external control).

The anti-corruption laws are quite extensive and cover many regulations, so it is recommended to hire an anti-corruption commissioner. Entrusting these duties to the medical officer-in-charge or someone from the medical team is insufficient to ensure the appropriate level of transparency to your enterprise’s activities. Read a case of anti-corruption activities in an HCF, an example of a programme, at this link.

Another important issue is the attitude and approaches to the work of medical professionals.

Patient-centred approach, empathy and openness should be the cornerstone of patient care. It is very difficult to change a person’s attitude, but you need to lead by example, look for like-minded people and develop a new culture in the team. This is the hardest and longest part of the work, and there are no shortcuts. It is recommended to develop and approve a Code of Ethics that will guide medical professionals in their work (such as this one). To monitor the work of medical workers, introduce a patient feedback system. This communication should be easily accessible and reliable. A chatbot, questionnaires via QR codes, messengers, a call centre, patient surveys in the hospital conducted by individual employees and much more will be very helpful here. Patients can become the catalyst for the changes in corporate culture that are desirable for your enterprise.

Summing up, we should note that the fastest way to change is the codifying of processes and regulations that describe and shape the relevant systems. Long-term results depend, first and foremost, on a change in the attitude of medical workers and the formation of a new corporate culture in healthcare facilities.

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Read analytical material about the pre-accession for joining the EU in the fields of Decentralisation, Regional Policy and Coordination of Structural Instruments.
#advice
#international cooperation
#analytics
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15.06.2023
Social dormitories: How municipality may provide IDPs with housing
The participants of the informational session, organised by the U-LEAD with Europe Programme, found out about the transformation of ordinary housing into social one and the conditions for internally displaced persons to receive it.
#internally displaced persons
#war
#reconstruction
#advice
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14.06.2023
Role of Regional Departments of Health at the current stage of medical reform
Read our experts’ analytical article to find out more about the competencies, duties, functions, past and future of the Regional Departments of Health.
#health care
#legislation
#advice
#analytics
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13.06.2023
New Guidelines from U-LEAD: accounting and reporting in municipalities
Programme experts have developed Guidelines for Accounting and Reporting in Municipalities for more efficient accounting and proper display of calculations in financial reporting.
#finances
#advice
#accounting
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31.05.2023
A U-LEAD expert answers questions about the duration of the educational process, returning students and grading them
Completion of the 2022-2023 academic year, grading students who studied in two different schools, how the final grades are calculated — read the article to find out about all this and more.
#education
#war
#advice
#schools
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30.05.2023
Expert: Despite the war, municipalities must release public information as per the laws
Read more to learn about the balance between transparency and security, requirements for local self-government to release information under martial law and the use of the “three-fold test” in this process, as well as how the municipalities can determine whether to restrict access to the information.
#advice
#legislation
#war
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19.05.2023
Practical advice for employers when using e-services of the Pension Fund of Ukraine
U-LEAD with Europe held an info session where the participants learned about the innovations of the e-services of the Pension Fund of Ukraine and the features of the e-sick leave service, learned about typical errors when filling out e-documents and clarified how to settle sick leave.
#advice
#legislation
#news
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17.05.2023
Municipalities can improve their energy efficiency now
Participants of the training course “Municipal Energy Security” learned about practical solutions, recommendations and trends of energy consumption.
#energy security
#advice
#news
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15.05.2023
The war affects education: What is the educational and psychological damage?
How to properly end the most difficult school year in our history, and should local self-government compensate children for lost opportunities?
#war
#education
#advice
#schools
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11.05.2023
U-LEAD launched a new communication format between the National Health Service of Ukraine and the founders of healthcare facilities
The participants of the “Dialogues with the National Health Service of Ukraine” discussed the further stages of the transformation of the health care system, the functioning of healthcare facilities and the provision of services in the conditions of a full-scale war.
#news
#health care
#advice
#communications
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26.04.2023
Evacuation of the population: municipalities must have a set of documents ready
Read an interview with a member of the U-LEAD Working Group on Civil Protection and Public Safety about the requirements to the local self-government bodies for the arrangement of evacuation measures.
#advice
#lsg
#news
#interview
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12.04.2023
Introduction of the minimum tax liability will increase revenues to municipal budgets
U-LEAD adviser explains how the new Law No. 1914 affects the Tax Code, changes for agricultural land tenants and how to pay the minimum tax liability correctly.
#news
#legislation
#advice
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06.04.2023
Accounting for humanitarian aid in relocated municipalities
Ihor Ahibalov talks about the lack of a legal framework and regulations to be followed when receiving and distributing humanitarian aid.
#legislation
#advice
#international support
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05.04.2023
Organising a network of cultural centres: from the basic to the highest levels
U-LEAD taught the officials of the local self-government of the Dnipropetrovsk oblast how to establish a network of this kind of institutions, multitasking and seeking funding in wartime.
#culture
#advice
#decentralisation
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29.03.2023
Why do municipalities need energy policies?
A series of educational and advisory events on energy security continues.
#energy security
#advice
#war
#news
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16.03.2023
Protecting workers and preventing fines
These are the tasks set by the State Labour Service for municipalities in March.
#legislation
#advice
#business
#enterpreneurship
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15.03.2023
How can local self-government bodies use information from electronic data posted on the website of the National Health Service of Ukraine?
This is required during strategic planning and operational decision-making in health care.
#health care
#advice
#lsg
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15.03.2023
How can a municipality form its energy security policy?
U-LEAD talks about infrastructure modernisation and launching the municipality’s own energy generation.
#energy security
#advice
#news
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14.03.2023
Certification of local self-government officials under martial law
U-LEAD experts discussed its procedure.
#war
#advice
#legislation
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08.03.2023
With U-LEAD’s support, municipal officials are changing their approach to landscaping
Solidarity of residents, new jobs, ensuring comfortable and safe living in the locality. These are the results of quality management of landscaping in a municipality.
#advice
#land improvements
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07.03.2023
Municipalities must work on forming food reserves in cooperation with military administrations
Creating these reserves is a new challenge of martial law, a special period for local self-government and public authorities.
#food safety
#advice
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06.03.2023
How Administrative Fines for Administrative Offenses in the Field of Road Safety were Allocated to Budgets in 2022
10% of fines for traffic violations will begin to be credited to the municipal budgets starting from February 2023. U-LEAD with Europe experts analysed the data for 2022 and found the main disproportions in the distribution of such revenues last year.
#traffic rules
#analytics
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03.03.2023
Nine communication tools for working with internally displaced persons
Communication is an important aspect of the social integration of IDPs into community life. To help with building it, U-LEAD held a series of events and engaged experts for clarification.
#advice
#communications
#internally displaced persons
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02.03.2023
Business Support Centres explained by U-LEAD
The Programme helps municipalities understand the main steps for setting them up.
#business
#advice
#enterpreneurship
#news
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01.03.2023
Assessing the effectiveness of budget programmes: procedure during martial law
This topic was discussed at the event “Implementation of Passports of Budget Programmes: Reporting and Performance Assessment” held by U-LEAD for the municipalities of Donetsk, Luhansk, Kharkiv, Sumy, Poltava and Cherkasy oblasts.
#local budgets
#war
#advice
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28.02.2023
A series of educational and advisory events on energy security in municipalities launched
Experts will help analyse their energy potential, determine goals for increasing the level of energy security and navigate the expediency of renewable energy projects.
#energy security
#advice
#war
#news
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17.01.2023
A mobile medical team operates in Kuty municipality
The Kuty municipality in the Ivano-Frankivsk region was awarded a grant and received a modern ambulance. The ambulance for the Kuty City Hospital was handed over by the Representative Office of Médecins du Monde – Greece. Experts of the U-LEAD with Europe Programme helped Kuty municipality prepare the grant application.
#healthcare
#news
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03.01.2023
Planning the activities of healthcare facilities for 2023: experts answer common questions
In the fourth quarter of 2022, U-LEAD with Europe organised and held a number of online events that highlighted the latest changes in the process of reforming the healthcare system in Ukraine.
#municipality
#healthcare
#question - answer
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23.12.2022
U-LEAD experts explain what to do if you lose your passport, driver’s license and other identification documents
Due to war and other extraordinary and unforeseen circumstances, everyone can lose their ID.
#document management
#advice
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22.12.2022
U-LEAD experts clarified financing healthcare facilities in 2023 to municipal professionals
How to ensure the financial stability of a health care institution? What should be the financial plan and what is necessary for profitability?
#health care
#advice
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20.12.2022
Organisation of the process of debris management in municipalities: first steps to be taken
U-LEAD with Europe Programme helps municipalities to overcome daily negative consequences of the aggression of the russian federation (rf). The issue of debris management requires special attention among many other consequences and challenges.
#waste management
#war
#advice
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19.12.2022
Updates in the Regulation of Land Relations — Explained by U-LEAD Experts
The new law, among other things, restores land auctions for the transfer of agricultural land plots for use and partially restores the possibility of free privatisation for real estate owners.
#land reform
#news
#advice
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07.12.2022
«Vision Zero» concept helps minimize the number of road accidents in municipalities
In this material, we explain a simple algorithm for analyzing the safety situation on the roads of your municipality. We also provide a list of means that will help improve traffic safety.
#road safety
#advice
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01.12.2022
How can municipalities recover documents lost due to the war?
U-LEAD experts answer this question.
#advice
#document management
#war
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26.11.2022
Municipal professionals from the Odesa and Zaporizhzhia oblasts learn best food security practices from their neighbours
U-LEAD experts help them develop programmes to increase resilience and self-sufficiency in wartime.
#food security
#war
#advice
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24.11.2022
Municipalities can turn abandoned properties into business spaces
U-LEAD experts prove the necessity of such transformations and analyse successful cases.
#advice
#business
#internally displaced persons
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22.11.2022
U-LEAD experts are working with municipalities on a new stage of healthcare reform
The reform introduces thorough, large-scale transformation of the healthcare system. U-LEAD with Europe trains professionals from municipalities of the Zaporizhzhia and Dnipropetrovsk oblasts to work in rapidly changing conditions.
#health care
#news
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18.11.2022
What makes municipalities resilient — the first lessons after February 24
It is already obvious that a full-scale invasion of Ukraine is not taking place according to the initial scenario. Vox Ukraine writes about the little-discussed, but crucially important factor that helped the country to survive.
#analytics
#war
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09.11.2022
U-LEAD teaches financial autonomy to municipal educational institutions
An info session on this was held for the municipalities of the Kharkiv region. Accounting for autonomous educational institutions and the peculiarities of labour relations with employees of educational institutions under martial law were also discussed.
#education
#finances
#advice
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04.11.2022
NACP presents research on corruption risks in kindergartens and schools
On November 9, 2022, the presentation of the results of the study "Strategic analysis of corruption risks in preschool and general secondary education" will take place. The event starts at 11:00.
#anti-corruption
#announcement
#research
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31.10.2022
U-LEAD experts help municipalities develop food security programmes
The U-LEAD with Europe Programme is committed to providing comprehensive help to municipalities to overcome the challenges caused by the war.
#war
#advice
#food security
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27.10.2022
Municipalities of Zakarpattia are promoting cycling with support of U-LEAD
In recent years, municipalities have been actively developing bicycle infrastructure and promoting cycling. The U-LEAD with Europe Programme provides all the necessary methodological support for this.
#cycling infrastructure
#advice
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26.10.2022
U-LEAD teaches how to restore lost documentation and set up effective document flow in municipalities
The issue of restoring document flow and retrieving the documents themselves will be relevant for municipalities that were under occupation and those that suffered from shelling.
#advice
#document management
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25.10.2022
U-LEAD explains ins and outs of remote work to municipalities
Martial law introduced many changes in the activities of local self-government bodies, especially regarding labour relations.
#working issues
#advice
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24.10.2022
U-LEAD experts train municipal starostas on information security and public outreach
Critical thinking and quality public outreach are important skills for a starosta (head of a village) to have in wartime.
#starostas
#advice
#communications
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20.10.2022
Waste management in wartime: tips for municipalities (INFOGRAPHIC)
The war affected and changed the municipalities of Ukraine. Many Ukrainians were forced to leave their homes, which caused a change in the load on critical infrastructure in most municipalities. Municipal waste management is no exception.
#waste management
#advice
#war
#internally displaced persons
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12.10.2022
U-LEAD experts explained the procedure for changing the toponyms to the municipalities of the Ukrainian South
Considering the historical situation in which Ukrainian society finds itself today, municipality representatives often face the issue of changing the names of streets, boulevards, squares and other toponyms.
#advice
#legal issues
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28.09.2022
Land lease e-contract. How does the lessor — the local council — work with this tool?
A U-LEAD expert Andrii Pohorilyi examines closely the process of executing a contract of land lease from the perspective of the lessor, i.e. a local self-government body.
#advice
#analytics
#land lease
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27.09.2022
U-LEAD experts help local self-governments turn abandoned properties into municipal assets
Shelters and temporary housing arranged in sports facilities, schools, municipal care centres as well as dormitories give people fleeing war a roof over their heads. However, they are not suitable for long-term residence. That is why municipalities are looking for opportunities to increase their housing stock.
#advice
#accomodation
#internally displaced persons
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16.09.2022
Municipalities of the Dnipropetrovsk region were presented with a road map for work with IDPs
The road map for internally displaced persons is one of the tools to help integrate this population category into the municipality.
#advice
#internally displaced persons
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09.09.2022
Safe educational environment: students can change the education format during the school year
Learning during wartime is a challenge for teachers and students. However, creating a safe educational environment is one of the main tasks for those involved in organising the educational process as well as local self-government bodies.
#education
#schools
#advice
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08.09.2022
Project management for municipalities during the war: terms and conditions of applications for international support have been changed
U-LEAD continues to provide expert support to municipalities regarding the use of international technical assistance tools. This includes attracting additional resources for infrastructure reconstruction and population support during the war.
#advice
#international support
#project management
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12.09.2022
Wartime energy security: municipalities must meet four main targets as they prepare for the heating season
In addition to helping the population prepare for winter and developing a plan to find future resources for heating, there should be actions in place aimed at maximally reducing heat consumption in municipal facilities at minimal costs and providing buildings with alternative energy sources in case of emergencies.
#advice
#heating season
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20.12.2021
Should taxpayers pay PIT where they live?
Where do Ukrainians live, work and pay taxes - this is a new book that contains results of a joint research conducted by U-LEAD and SKL International.
#PIT
#analytics
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03.11.2021
School nutrition reform. Ways to communicate with children
Communication is often overlooked as an important element contributing to the successful implementation of change on the ground. The success of the reform in general depends on the effective communication with pupils, their parents, and municipality residents.
#analytics
#education
#sectoral reforms
#food
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01.11.2021
Healthy Community as the Heads’ Primary Goal
This article is about the important and often unconscious need of each of us – maintaining one's own health
#analytics
#health care
#sectoral reforms
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16.07.2021
First Electronic Land Auction Announced
This article will address the key legislative initiatives related to organizing and conducting electronic land auctions, particularly by considering the initial implementation practices for this instrument.
#land reform
#digitalization
#analytics
#spatial planning
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16.11.2021
Surviving Crises at Community Level – U-LEAD Experts’ Tips
Kirovohrad and Dnipropetrovsk oblast community leaders have participated in a workshop Managing Crises at a Community Level held at the facilities of the U-LEAD with Europe Programme Kirovohrad Oblast Regional Office.
#tips
#crises
#workshops
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26.10.2021
Organizing Community Development – Zaporizhia Oblast Starosta’s Experience
Organizing the work of starosta and the areas of his or her responsibility were among the issues Iryna Nedobuha, starosta of the Komysh-Zoria Village Council, Zaporizhia oblast, told about at a workshop Organizing the Performance of Oversight Functions by the Starosta, which took place within the framework of a U-LEAD with Europe Programme training course entitled Steps for Starostas 2021.
#tips
#starostas
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